Shorter, Gary W.
VIAF ID: 36511467 ( Personal )
Permalink: http://viaf.org/viaf/36511467
Preferred Forms
- 100 1 _ ‡a Shorter, Gary W.
- 100 1 0 ‡a Shorter, Gary W.
Works
Title | Sources |
---|---|
Amending the JOBS Act : issues in the 113th Congress | |
The closing of the New York Stock Exchange's trading floor due to COVID-19 | |
The collapse of the Third Avenue junk bond fund | |
Conflicts of interest rule for asset-backed securities | |
Credit rating agencies and their regulation | |
Dark pools in equity trading : policy concerns and recent developments | |
Department of Labor's 2016 fiduciary rule : background and issues | |
Direct listings, an alternative to stock-based initial public offerings (IPOs) | |
The Dodd-Frank Act : an overview of the 2016 incentive-based compensation proposal | |
Dual class stock : background and policy debate | |
The economics of corporate executive pay | |
Environmental, social and governance funds: SEC-proposed disclosure reform | |
The EU's MiFID II, broker research, and the SEC's no-action letters | |
GameStop-related market volatility : what happened? | |
Introduction to financial services: environmental, social, and governance (ESG) issues | |
JOBS and Investor Confidence Act (House-Amended S. 488) : Capital markets provisions | |
JP Morgan trading losses : implications for the Volcker rule and other regulation | |
Legislation to lift the Investment Company Act exemption for funds based in U.S. territories | |
Legislation to repeal mandatory securities arbitration | |
Merger and acquisition brokers: overview and proposals for relief | |
Mutual funds : 12b-1 reform, 1989: | |
Nasdaq's board diversity directive | |
Nasdaq's pursuit of exchange status and an initial public offering | |
Overview of the SEC climate risk exposure proposed rule | |
The "pay ratio provision" in the Dodd-Frank act: legislation to repeal it in the 113th Congress | |
Payment for order flow : the SEC proposes reforms. | |
Proxy access reform: the SEC makes it potentially easier for shareholders to nominate directors | |
Publicly-traded firms and COVID-19-related disclosures | |
Restrictions on compensation under the Coronavirus Aid, Relief, and Economic Security Act | |
Robinhood, the fintech discount broker : recent developments and concerns | |
SEC climate change disclosure guidance : an overview and congressional concerns | |
The SEC's best interest proposal for advice given by broker-dealers | |
The SEC's proxy advisory firm disclosure reforms | |
The SEC's September 2020 reform on investor eligibility to advance shareholder proposals | |
Securities and Exchange Commission-proposed disclosure reform | |
Securities exchanges: regulation and reform proposals (Section 501 of S. 2155, Section 496 of H.R. 10, and H.R. 4546) | |
Securities Investor Protection Corporation (SIPC) : basic functions and fairness and adequacy issues | |
Short selling : background and policy issues | |
Stock buybacks and company executives' profits | |
Stock Buybacks : concerns over debt-financing and long-term investing | |
United States initial public stock offerings and the Jumpstart Our Business Startups Act | |
The uptick rule : the SEC limit on short selling reconsidered | |
Venture capital funds: proposals to expand investor thresholds required for registration (section 504 of S. 2155, section 471 of H.R. 10, H.R. 1219, S. 444, and section 914 of H.R. 3280) |